What is a Broker-Dealer?

A Broker-Dealer is a business authorized by the U.S. Securities and Exchange Commission (SEC) to buy and sell securities on behalf of clients or itself. Transactions of this nature are typically processed by financial professionals who have chosen to associate with a broker-dealer. When a financial professional partners with us, he or she has access to a broad array of products or services through our broker dealer, Woodbury Financial Services, Inc., including but not limited to:

Life insurance, variable annuities and mutual funds

• 401(k) products
• College savings plans
• Alternative investments
• Brokerage services
• Registered Investment Advisor products
• Diversified Brokerage Services (DBS)

Pershing LLC

Pershing LLC is a subsidiary of BNY Mellon, the nation’s oldest continuously operating bank, and one of the world’s leading providers of securities services. Pershing has over $907.5 billion in assets held in custody. Our parent company, The Bank of New York Mellon Corporation, has $25.0 trillion in assets under custody and administration.

Albridge Wealth Reporting

Albridge Wealth Reporting is a portfolio management system integrating portfolio accounting and performance reporting to deliver an accurate, single view of all your assets. Albridge consolidates client account data from hundreds of disparate sources-proprietary, banking, insurance, retirement, managed accounts, alternatives, and trusts. – making it the industry’s most scalable and reliable wealth reporting solution.